Complaint Procedures
Pursuant to California Education Code section 35186, you are hereby notified that:
Board Policy and Administrative Regulations 1312.3 outlines the Board of Trustees procedures for individuals wishing to utilize the Uniform Complaint Procedure.
The Governing Board recognizes that the District is responsible for complying with applicable state and federal laws and regulations governing educational programs. The District shall investigate complaints alleging failure to comply with such laws and/or alleging discrimination and shall seek to resolve those complaints in accordance with the District’s uniform complaint procedures. (5 CCR 4620)
The District shall follow uniform complaint procedures when addressing complaints alleging unlawful discrimination based on age, sex, sexual orientation, gender, ethnic group identification, race, ancestry, national origin, religion, color, or mental or physical disability in any program or activity that receives or benefits from state financial assistance. Uniform complaint procedures shall also be used when addressing complaints alleging failure to comply with state and/or federal laws in adult education, consolidated categorical aid programs, migrant education, career technical and technical education and career technical and technical training programs, child care and development programs, child nutrition programs, special education programs, and federal school safety planning requirements.
Complaints related to sufficiency of textbooks or instructional materials, emergency or urgent facilities conditions that pose a threat to the health or safety of students or staff, and teacher vacancies and mis-assignments shall be investigated pursuant to the District’s Williams uniform complaint procedure (AR 1312.4)
The Board encourages the early, informal resolution of complaints at the site level whenever possible.
Upon receipt of a written complaint from an individual, public agency, or organization, uniform complaint procedures shall be initiated. The Superintendent or designee shall distribute full information about these procedures.
The Superintendent or designee shall ensure that employees designated to investigate complaints are knowledgeable about the laws and programs for which they are responsible. Such employees may have access to legal counsel as determined by the Superintendent or designee.
The Board acknowledges and respects every individual's right to privacy. Discrimination complaints shall be investigated in a manner that protects the confidentiality of the parties and the facts. This includes keeping the identity of the complainant confidential except to the extent necessary to carry out the investigation or proceedings, as determined by the Superintendent or designee on a case-by-case basis.
The Board prohibits retaliation in any form for participating in complaint procedures, including but not limited to the filing of a complaint or the reporting of instances of discrimination. Such participation shall not in any way affect the status, grades, or work assignments of the complainant.
The Board recognizes that a neutral mediator can often suggest a compromise that is agreeable to all parties in a dispute. In accordance with uniform complaint procedures, whenever all parties to a complaint agree to try resolving their problem through mediation, the Superintendent or designee shall initiate mediation. The Superintendent or designee shall ensure that mediation results are consistent with state and federal laws and regulations.
Legal Reference:
EDUCATION CODE
200-262.3 Prohibition of discrimination
8200-8498 Child care and development programs
8500-8538 Adult basic education
18100-18172 School libraries
32289 School safety plan, uniform complaint procedure
35186 Alternative uniform complaint procedure
48985 Notices in language other than English
49060-49079 Student records
49490-49590 Child nutrition programs
52160-52178 Bilingual education programs
52300-52499.6 Vocational education
52500-52616.24 Adult schools
52800-52870 School-based coordinated programs
54000-54041 Economic impact aid programs
54100-54145 Miller-Unruh Basic Reading Act
54400-54425 Compensatory education programs
54440-54445 Migrant education
54460-54529 Compensatory education programs
56000-56885 Special education programs
59000-59300 Special schools and centers
62000-62005.5 Evaluation and sun setting of programs
64000-64001 Consolidated application process
CODE OF REGULATIONS, TITLE 5
3080 Application of section 4600-4671 Uniform complaint procedures
4900-4965 Nondiscrimination in elementary and secondary education programs PENAL CODE
422.6 Interference with constitutional right or privilege
UNITED STATES CODE, TITLE 20
6301-6577 Title I Basic Programs
6601-6777 Title II Preparing and Recruiting High Quality Teachers and Principals
6801-6871 Title III, Language instruction for limited English proficient and immigrant students
7101-7184 Safe and Drug-Free Schools and Communities Act, including
7114 Local educational program, safety plans
7201-7283g Title V Promoting Informed Parental Choice and Innovative Programs
7301- 7372 Title VI Rural and Low-Income School Programs
Management Resources:
WEB SITES
California Department of Education: http://www.cde.ca.gov
U.S. Department of Education, Office for Civil Rights: http://www.ed.gov/offices/OCR
Revised: March 15, 2007
Revised: August 3, 2006
Revised: May 6, 2003
Adopted: February 18, 1999
The
governing Board designates the following compliance officer to receive and
investigate complaints and ensure District compliance with law:
Assistant
Superintendent, Human Resources
125 E. Bidwell Street
Folsom, CA 95630
(916) 355-1100
The Superintendent or designee shall ensure that employees designated to investigate complaints are knowledgeable about the laws and programs for which they are responsible. Such employees may have access to legal counsel as determined by the Superintendent or designee.
The Superintendent or designee shall meet the notification requirements of 5 CCR 4622, including the annual dissemination of District complaint procedures and information about available appeals, civil law remedies, and conditions under which a complaint may be taken directly to the California Department of Education. The Superintendent or designee shall ensure that complainants understand that they may pursue other remedies, including actions before civil courts or other public agencies.
Procedures
The following procedures shall be used to address all complaints which allege that the District has violated federal or state laws or regulations governing educational programs. Compliance officers shall maintain a record of each complaint and subsequent related actions, including all information required for compliance with 5 CCR 4632.
All parties involved in allegations shall be notified when a complaint is filed, when a complaint meeting or hearing is scheduled and when a decision or ruling is made.
Filing of Complaint
Any individual, public agency, or organization may file a written complaint of alleged noncompliance by the District.
Complaints alleging unlawful discrimination may be filed by a person who alleges that he/she personally suffered unlawful discrimination or by a person who believes that an individual or any specific class of individuals has been subjected to unlawful discrimination. The complaint must
be initiated no later than six months from the date when the alleged discrimination occurred or when the complainant first obtained knowledge of the facts of the alleged discrimination. (5 CCR 4630)
Informal Complaint Procedure
Formal Complaint Procedure
Within five (5) working days of the conclusion of the informal complaint procedure, the complainant must file a formal complaint with the site principal/manager.
The complaint must be in written form and follow the timelines as outlined in this regulation.
1. Local Level
Complainant requests complaint form and policy, and completes the complaint form.
The complaint is delivered to the site principal/manager.
a. Within ten (10) working days, the site principal/manager will:
1) Obtain written statements from the employee(s) regarding the complainant’s concern.
2) Provide a written statement to the complainant and employee(s) of the investigation, conclusion, actions taken to resolve the complainant’s concern and the District’s appeal programs. (The conclusion may deny the complaint or provide specific actions to resolve complainant’s concerns.)
The decision may be appealed to the District Superintendent or designee, in writing, within five (5) working days of receipt of the principal’s/manager’s decision.
The complaint shall be presented to the compliance officer who shall maintain a log of complaints received, providing each with a code number and a date stamp.
If a complainant is unable to put a complaint in writing due to conditions such as illiteracy or other disabilities, District staff shall help him/her to file the complaint. (5 CCR 4600)
2. District Level
If the complainant is not satisfied with the action taken at the local level, the complainant may file a District-level complaint. The complaint must be filed within five (5) working days of receipt of the local-level decision. The complaint will be forwarded to the District Compliance Officer.
Mediation
The compliance officer may informally discuss with the complainant the possibility of using mediation. If the complainant agrees to mediation, the compliance officer shall make all arrangements for this process.
Before initiating the mediation of a discrimination complaint, the compliance officer shall ensure that all parties agree to make the mediator a party to related confidential information.
If the mediation process does not resolve the problem within the parameters of law, the compliance officer shall proceed with his/her investigation of the complaint.
The use of mediation shall not extend the district's timelines for investigating and resolving the complaint unless the complainant agrees in writing to such an extension of time.
Investigation
The compliance officer shall hold an investigative meeting within fifteen (15) working days of receiving the complaint. This meeting shall provide an opportunity for the complainant and/or his/her representative to repeat the complaint orally.
The complainant and/or his/her representative and the District’s representatives shall also have an opportunity to present information relevant to the complaint. Parties to the dispute may discuss the complaint and question each other or each other’s witnesses. (5 CCR 4631)
Response
Within forty-five (45) working days of receiving the complaint, the compliance officer shall prepare and send to the complainant a written report of the District’s investigation and decision, as described in Step #5 below. (5 CCR 4631) If the complainant is dissatisfied with the compliance officer’s decision, he/she may, within five (5) working days, file his/her complaint in writing with the Board.
The Board may consider the matter at its next regular Board meeting or at a special Board meeting convened in order to meet the sixty (60) working day time limit within which the complaint must be answered. The Board may decide not to hear the complaint, in which case the compliance officer’s decision is final.
If the Board hears the complaint, the compliance officer shall send the Board’s decision to the complainant within sixty (60) working days of the District’s initially receiving the complaint or within the time period that has been specified in a written agreement with the complainant. (5 CCR 4631)
Final Written Decision
The report of the District’s decision shall be written in English and in the language of the complainant whenever feasible or required by law. If it is not feasible to write this report in the complainant’s primary language, the District shall arrange a meeting at which a community member will interpret it for the complainant.
This report shall include:
If an employee is disciplined as a result of the complaint, this report shall simply state that effective action was taken and that the employee was informed of District expectations. The report shall not give any further information as to the nature of the disciplinary action.
Appeals to the California Department of Education
If dissatisfied with the District’s decision, the complainant may appeal in writing to the California Department of Education within fifteen (15) working days of receiving the District’s decision. For good cause, the Superintendent of Public Instruction may grant an extension for filing appeals. (5 CCR 4652)
When appealing to the California Department of Education, the complainant must specify the reason(s) for appealing the District’s decision and must include a copy of the locally-filed complaint and the District’s decision. (5 CCR 4652)
Civil Law Remedy
Complainant has the right to pursue civil law remedies at his/her discretion. Complainants may seek assistance from mediation centers or public/private interest attorneys. Civil law remedies that may be imposed by a court include, but are not limited to, injunctions and restraining orders. In a discrimination complaint, complainant must allow sixty (60) working days to elapse from the filing of an appeal with the California Department of Education prior to seeking civil law remedies. This moratorium does not apply to injunctive relief, and is applicable only if the District has appropriately, and in a timely manner, apprised the complainant of his/her right to file a complaint in accordance with 5 CCR 4622.
Revised: August 3, 2006